AML Compliance Officer Training

Learn more about the responsibilities AML Compliance Officer

Course information

This training is directed at Compliance Officers and managers/admins and covers:

The moral imperative and the right compliance culture
Importance of good regular assurance to identify shortcomings
Importance of a good AML Audit and managing remedial actions
Managing EDD and SoW/SoF requirements
Transaction monitoring policies and procedures
Managing potential or formed suspicious activities
Internal management reporting and filing external reports with authorities.

Presenter

Richard Manthel (Director, AML Solutions)

Richard has been fully dedicated to driving the AML industry in New Zealand and has close contact with government departments, regulating authorities, industry providers, and other leading professionals. Supported by a Bachelor of Commerce, and the Director of AML Solutions, Richard gained his Certified Anti-Money Laundering Specialist certification through ACAMS and is frequently asked to speak at national conferences.